Thomas Crain, financial advisor Houston TX
90 score

Thomas Crain

CRD Number: 5956732
Current Firm: Oxbow Advisors, LLC

Thomas Crain (CRD# 5956732) is an Investment Advisor Representative working at Oxbow Advisors, LLC in Houston, TX and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Oxbow Advisors, LLC Corpus Christi, TX Jan 2012 - Current 4
Herndon Plant Oakley, Ltd. Corpus Christi, TX Jan 2012 - Apr 2015 3
Mass Mutual Houston, TX Jan 2011 - Feb 2012 1
College Houston, TX Aug 2006 - Jan 2011 4
Herndon Plant Oakley Corpus Christi, TX May 2010 - Aug 2010 < 1
School Houston, TX Jan 2002 - Aug 2006 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2012
Contact Info for Thomas M. Crain
Phone Number: 361-692-1296
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,403
    MILLIONS
  • Total Number of Accounts
    1,483
    ACCOUNTS
  • Average Account Value
    $946,099
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AL, AR, AZ, CA, CO, FL, GA, HI, IL, KS, LA, MA, MD, MI, MO, MS, NC, NH, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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