William Peeples (CRD# 6438350) is an Investment Advisor Representative working at Peeples Wealth Management LLC in Hummelstown, PA and has over 5 years of experience in the finance industry.
CRD# 2503103
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5372026
Rkl Private Wealth
CRD# 1255111
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Peeples Wealth Management LLC | Hummelstown, PA | Nov 2021 - Current | 2 |
| Pnc Investments | Lancaster, PA | Jun 2020 - Current | 3 |
| Edward Jones | Hershey, PA | Aug 2018 - Jun 2020 | 1 |
| Jp Morgan Securities LLC | Baton Rouge, LA | Jan 2015 - Aug 2018 | 3 |
| Jp Morgan Chase Bank | Baton Rouge, LA | Nov 2014 - Jan 2015 | < 1 |
| Direct General Insurance | Baton Rouge, LA | Oct 2012 - Nov 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- PA
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Total Assets Under Management7MILLIONS
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Total Number of Accounts22ACCOUNTS
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Average Account Value$295,455
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
PA
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