John Moran (CRD# 5827028) is an Investment Advisor Representative working at Bay Harbor Wealth Management, LLC in Hunt Valley, MD and has over 10 years of experience in the finance industry. John Moran has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bay Harbor Wealth Management, Llc-ria (iard# 294000) | Baltimore, MD | Oct 2018 - Current | 5 |
| Bay Harbor Insurance, LLC | Baltimore, MD | Aug 2018 - Current | 5 |
| Global Financial Private Capital, LLC | Sarasota, FL | Dec 2014 - Aug 2019 | 4 |
| Bay Harbor Wealth Management, LLC | Baltimore, MD | Sep 2014 - Oct 2018 | 4 |
| Gf Investment Services, LLC | Sarasota, FL | Dec 2014 - Aug 2018 | 3 |
| Mml Investors Services | Hunt Valley, MD | Jul 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2014 |
- MD
-
Total Assets Under Management292MILLIONS
-
Total Number of Accounts1,253ACCOUNTS
-
Average Account Value$232,694
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
DE, FL, MD, NC, NH, OR, PA, SC, TX, VA
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