Robert ClarkCRD Number: 3022639
Current Firm: Raymond James & Associates, Inc.
Robert Clark (CRD# 3022639) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Huntersville, NC and has over 19 years of experience in the finance industry. Robert Clark has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Rcb Sports||Huntersville, NC||Apr 2014 - Current||3|
|Raymond James & Associates, Inc.||Huntersville, NC||Feb 2013 - Current||4|
|Morgan Keegn & Company, Inc.||Charleston, NC||May 2009 - Feb 2013||3|
|Citigroup Global Markets Inc.||Lake Norman, NC||Feb 2006 - May 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
|S65||NASAA Investment Advisors Law Examination||May 1998|
Total Assets Under Management91,401MILLIONS
Total Number of Accounts317,837ACCOUNTS
Average Account Value$287,573
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)