Robert Penn (CRD# 3225731) is an Investment Advisor Representative working at Hornor, Townsend & Kent, LLC in Huntsville, AL and has over 9 years of experience in the finance industry.
CRD# 4169767
Lpl Financial LLC
CRD# 2106004
Raymond James Financial Services Advisors, Inc.
CRD# 6386557
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hornor, Townsent, & Kent LLC | Horsham, PA | Jan 2023 - Current | 1 |
| Penn Mutual Life Insurance Company | Horsham, PA | Apr 2021 - Current | 3 |
| Mml Investors Services LLC | Huntsville, AL | Sep 2019 - Jan 2023 | 3 |
| Massmutual Life Insurance Co | Huntsville, AL | Aug 2019 - Jan 2023 | 3 |
| Allstate Financial Advisors, LLC | Charlottesville, VA | Jan 2018 - Aug 2019 | 1 |
| Allstate Financial Services LLC | Charlottesville, VA | Sep 2014 - Aug 2019 | 4 |
| Penn Financial Group, LLC | Charlottesville, VA | Jun 2012 - Aug 2019 | 7 |
| Allstate Insurance Co | Charlottesville, VA | Jun 2012 - Aug 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 2015 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management6,864MILLIONS
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Total Number of Accounts30,467ACCOUNTS
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Average Account Value$225,288
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