Scott Francis, financial advisor Huntsville TX
81 score

Scott Francis

CRD Number: 5537436
Current Firm: Bbva Wealth Solutions Inc.

Scott Francis (CRD# 5537436) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Huntsville, TX and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Bbva Wealth Solutions Inc. Huntsville, TX Oct 2013 - Current 4
Bbva Securities Inc. Huntsville, TX May 2013 - Current 4
Bbva Compass Insurance Agency, Inc. Austin, TX Jun 2009 - Current 8
Compass Bank Birmingham, AL May 2009 - Current 8
Bbva Compass Investment Solutions, Inc. Huntsville, TX Jun 2009 - May 2013 3
Bbva Wealth Solutions Inc. Houston, TX Oct 2010 - Aug 2012 1
St. Johns Investment Management Co Livingston, TX Jun 2010 - Oct 2010 < 1
Unemployed Richards, TX Mar 2009 - Apr 2009 < 1
Edward Jones St. Louis, MO May 2008 - Feb 2009 < 1
Unemployed Richards, TX Mar 2008 - Apr 2008 < 1
Cps, Inc. Irvine, CA Oct 2007 - Mar 2008 < 1
Unemployed /self Employed Richards, TX Jul 2007 - Oct 2007 < 1
Americredit Financial The Woodlands, TX Jan 1999 - Jun 2007 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Scott C. Francis
Phone Number: 713-552-9277
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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