Rolfe Spiegel (CRD# 7365302) is an Investment Advisor Representative working at Three Waters Financial in Ignacio, CO and has over 3 years of experience in the finance industry.
CRD# 6360742
Lpl Financial LLC
CRD# 1687675
Ameriprise Financial Services, LLC
CRD# 6277565
Swan Global Investments, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Three Waters Financial | Ignacio, CO | Jan 2021 - Current | 3 |
| H&r Block | Durango, CO | Jan 2021 - Current | 3 |
| Retired | Ignacio, CO | May 2017 - Dec 2020 | 3 |
| Southern Ute Indian Tribe | Ignacio, CO | Dec 1998 - May 2017 | 18 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2021 |
- CO
-
Total Assets Under Management22MILLIONS
-
Total Number of Accounts6ACCOUNTS
-
Average Account Value$3,739,042
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CO
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