Rao Garuda, financial advisor Independence OH
86 score

Rao Garuda

CRD Number: 1034044
Current Firm: Associated Investment Advisors, Inc.

Rao Garuda (CRD# 1034044) is an Investment Advisor Representative working at Associated Investment Advisors, Inc. in Independence, OH and has over 34 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Associated Investment Advisors, Inc. Independence, OH Nov 2015 - Current 2
The Tax Planning Institute Independence, OH Sep 2015 - Current 2
Evergreen Insurance Company Ltd Independence, OH Oct 2008 - Current 9
Sai Krupa, LLC Independence, OH Jan 2006 - Current 12
First Financial Resources, Inc. Independence, OH Jan 1990 - Current 28
Associated Concepts Agency, Inc. Independence, OH Dec 1977 - Current 40
Gradient Advisors, LLC Shoreview, MN Jul 2011 - Nov 2015 4
Gradient Securities, LLC Shoreview, MN Jul 2011 - Dec 2014 3
Qa3 Financial Corp Omaha, NE Aug 2003 - Feb 2011 7
Qa3 Financial LLC Omaha, NE Aug 2003 - Feb 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1984
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Rao K. Garuda
Phone Number: 216-642-9211
Firm Website: http://aca-incorp.com
Registered State(s):
  • FL
  • MN
  • OH
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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