Franklin Babylon, financial advisor Indian Trail NC

Franklin Babylon

CRD Number: 5022438
Current Firm: Grove Point Advisors, LLC

Franklin Babylon (CRD# 5022438) is an Investment Advisor Representative working at Grove Point Advisors, LLC in Indian Trail, NC and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Grove Point Advisors Indian Trail, NC Aug 2021 - Current 2
Grove Point Investments, LLC Rockville, MD May 2021 - Current 2
Wells Fargo Bank, Na Charlotte, NC Nov 2019 - May 2021 1
Unemployed Charlotte, NC Jun 2019 - Nov 2019 < 1
Mml Investors Services, LLC Charlotte, NC Mar 2017 - Jun 2019 2
Metlife Securities Charlotte, NC Mar 2016 - Mar 2017 1
Scottrade, Inc, Hickory, NC Oct 2009 - Mar 2016 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2005
S65 NASAA Investment Advisors Law Examination Aug 2021
Contact Info for Franklin T. Babylon
Phone Number: 301-944-5900
Registered State(s):
  • MD
  • NC
By the Numbers
  • Total Assets Under Management
    2,360
    MILLIONS
  • Total Number of Accounts
    9,920
    ACCOUNTS
  • Average Account Value
    $237,890
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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