Arnold DormanCRD Number: 5052563
Current Firm: Oneamerica Securities, Inc.
Arnold Dorman (CRD# 5052563) is an Investment Advisor Representative working at Oneamerica Securities, Inc. in Indianapolis, IN and has over 15 years of experience in the finance industry.
Canterbury Investment Management, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sanctuary Advisors, LLC
|Oneamerica Securities||Birmingham, AL||Jan 2020 - Current||1|
|American United Life||Birmingham, AL||Oct 2019 - Current||2|
|Mml Investors Services, LLC||Birmingham, AL||Mar 2018 - Jan 2020||1|
|Massachusetts Mutual Life Insurance Company||Birmingham, AL||Feb 2018 - Jan 2020||1|
|Hornor Townsend & Kent Inc.||Horsham, PA||Mar 2016 - Feb 2018||1|
|Penn Mutual Life Insurance Co||Horsham, PA||Feb 2016 - Feb 2018||2|
|Sagepoint Financial Inc.||Hoover, AL||Aug 2014 - Jan 2016||1|
|Unknown||Pelham, AL||May 2014 - Jul 2014||< 1|
|Stratos Wealth Partners||Solon, OH||Dec 2012 - Apr 2014||1|
|Lpl Financial LLC||Birmingham, AL||Dec 2012 - Nov 2013||< 1|
|Next Financial Group Inc.||Richmond, VA||Jun 2006 - Dec 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2006|
|S65||NASAA Investment Advisors Law Examination||Sep 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management191MILLIONS
Total Number of Accounts1,925ACCOUNTS
Average Account Value$99,328
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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