Dipen Mehta (CRD# 2993669) is an Investment Advisor Representative working at Protectio Investments in Edina, MN and has over 20 years of experience in the finance industry. Works with high networth individuals and financial advisors looking to provide better service to their clients. Listening, designing, implementing and executing improved investment operations, regulatory compliance, performance reporting, and portfolio management that will improve performance and reduce risk.
Deep knowledge of diversified global investment management along with strategic and operational expertise in hedging, risk management, tax management, alternative investing, socially responsible investing, volatility reduction and alpha generation. Relied on for expertise of portfolio management, investment operations, technology and compliance by financial advisors, banks, financial firms, investors, and institutions. Ability to customize strategies, develop innovative solutions and execute entire investment management process. Detail oriented data scientist and leader that uses technology and human interaction to help clients achieve goals.
With risk management more important than ever now. I am happy to confidentially talk to you if I can be a helpful connection for you.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Invst, Inc. | Indianapolis, IN | May 2021 - Current | 3 |
| Prosperity Capital Advisors | Westlake, OH | Jan 2019 - May 2021 | 2 |
| Valor Capital Management | Westlake, OH | Jan 2019 - May 2021 | 2 |
| Protectio Investments LLC | Edina, MN | Mar 2017 - May 2021 | 4 |
| Rushabh Investments LLC | Barrington, IL | Jan 2008 - Dec 2019 | 11 |
| Trunorth Wealth Partners | St. Paul, MN | Oct 2016 - Mar 2017 | < 1 |
| Bgm Trunorth Wealth Partners LLC | St. Paul, MN | Nov 2015 - Oct 2016 | < 1 |
| Traditum LLC | Chicago, IL | Jul 2014 - Oct 2015 | 1 |
| Andrie Trading, LLC | Chicago, IL | Jun 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2011 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2016 |
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Total Assets Under Management1,347MILLIONS
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Total Number of Accounts5,139ACCOUNTS
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Average Account Value$262,161
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV
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