Dustin Broadwater (CRD# 6342537) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Franklin, IN and has over 8 years of experience in the finance industry. Dustin Broadwater has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1022482
Fifth Third Securities, Inc.
CRD# 5724984
Oneamerica Securities, Inc.
CRD# 4347325
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| J.p. Morgan Securities LLC | Indianapolis, IN | Jun 2021 - Current | 2 |
| Jp Morgan Chase Bank, N.a. | Indianapolis, IN | Jun 2021 - Current | 2 |
| Unemployed | Westfield, IN | Feb 2021 - May 2021 | < 1 |
| Td Ameritrade, Inc. | Indianapolis, IN | Jun 2017 - Jan 2021 | 3 |
| Td Ameritrade Investment Management, LLC | Indianapolis, IN | Jul 2017 - Dec 2020 | 3 |
| Charles Schwab & Company, Inc. | Milwaukee, WI | Jul 2015 - Jun 2017 | 1 |
| Charles Schwab Bank | Milwaukee, WI | Jul 2015 - Jun 2017 | 1 |
| Uber | Indianapolis, IN | Aug 2014 - Jul 2015 | < 1 |
| Schneider Consulting | Indianapolis, IN | Apr 2013 - Jul 2015 | 2 |
| Merrill Lynch | Indianapolis, IN | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Dec 2015 |
- IN
- MI
- TX
-
Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
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Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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