Dustin Broadwater, financial advisor Indianapolis IN

Dustin Broadwater

CRD Number: 6342537
Current Firm: J.p. Morgan Securities LLC

Dustin Broadwater (CRD# 6342537) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Indianapolis, IN and has over 6 years of experience in the finance industry. Dustin Broadwater has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Thomas Hardin, financial advisor Indianapolis IN
Thomas L. Hardin
CRD# 838414
Canterbury Investment Management, LLC
Similar Advisors
Scott A'hearn, financial advisor Indianapolis IN
Scott A'hearn
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
William Abbott, financial advisor Indianapolis IN
William C. Abbott
CRD# 6394717
Sanctuary Advisors, LLC
Professional Designations
Company Name Location Dates Years
J.p. Morgan Securities LLC Indianapolis, IN Jun 2021 - Current < 1
Jp Morgan Chase Bank, N.a. Indianapolis, IN Jun 2021 - Current < 1
Unemployed Westfield, IN Feb 2021 - May 2021 < 1
Td Ameritrade, Inc. Indianapolis, IN Jun 2017 - Jan 2021 3
Td Ameritrade Investment Management, LLC Indianapolis, IN Jul 2017 - Dec 2020 3
Charles Schwab & Company, Inc. Milwaukee, WI Jul 2015 - Jun 2017 1
Charles Schwab Bank Milwaukee, WI Jul 2015 - Jun 2017 1
Uber Indianapolis, IN Aug 2014 - Jul 2015 < 1
Schneider Consulting Indianapolis, IN Apr 2013 - Jul 2015 2
Merrill Lynch Indianapolis, IN May 2014 - Aug 2014 < 1
Unemployed Indianapolis, IN Mar 2013 - Mar 2013 < 1
Iu Health Indianapolis, IN Jan 2013 - Feb 2013 < 1
Integrity Staffing Whiteland, IN Nov 2012 - Jan 2013 < 1
Unemployed Indianapolis, IN Sep 2012 - Oct 2012 < 1
Usmc Kailua, HI Aug 2004 - Aug 2012 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2015
Contact Info for Dustin Broadwater
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • IN
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    188,264
    MILLIONS
  • Total Number of Accounts
    729,091
    ACCOUNTS
  • Average Account Value
    $258,218
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.