James Hughes, financial advisor Indianapolis IN
96 score

James Hughes

CRD Number: 4554884
Current Firm: Valeo Financial Advisors, LLC

James Hughes (CRD# 4554884) is an Investment Advisor Representative working at Valeo Financial Advisors, LLC in Indianapolis, IN and has over 15 years of experience in the finance industry. James Hughes has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Valeo Financial Advisors Indianapolis, IN Feb 2014 - Current 3
J.p. Morgan Securities LLC Indianapolis, IN Sep 2010 - Current 7
Jpmorgan Chase Bank Indianapolis, IN Sep 2010 - Current 7
Wells Fargo Funds Distributor, LLC Menomonee Falls, WI Apr 2005 - Sep 2010 5
Wells Fargo Funds Management, LLC Menomonee Falls, WI Jan 2005 - Sep 2010 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2002
S65 NASAA Investment Advisors Law Examination Feb 2003
Contact Info for James M. Hughes
Phone Number: 317.218.6000
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    2,005
    MILLIONS
  • Total Number of Accounts
    7,839
    ACCOUNTS
  • Average Account Value
    $255,833
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, FL, GA, IL, IN, KY, LA, MI, MO, NY, OH, PA, TN, TX, WA, WI

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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