Kathleen Steel (CRD# 7231270) is an Investment Advisor Representative working at Moloney Securities Asset Management LLC in Indianapolis, IN and has over 3 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Moloney Securities Company, Inc. | Manchester, MO | Jul 2020 - Current | 3 |
| Planned Investment Company, Inc. | Indianapolis, IN | Jan 2020 - Current | 4 |
| Unemployed | Indianapolis, IN | Apr 2019 - Dec 2019 | < 1 |
| Mama Papa Lithuania Restaurant | Alameda, CA | Aug 2017 - Mar 2019 | 1 |
| California Institute Of Integral Studies | San Francisco, CA | Aug 2015 - Mar 2019 | 3 |
| Unemployed | San Francisco, CA | Jul 2014 - Jul 2015 | 1 |
| Planned Investment Company, Inc. | Indianapolis, IN | Jun 2013 - Jun 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jan 2021 |
| S63 | Uniform Securities State Law Examination | Dec 2020 |
- IN
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Total Assets Under Management1,201MILLIONS
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Total Number of Accounts4,236ACCOUNTS
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Average Account Value$283,572
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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