Mark Merchant, financial advisor Indianapolis IN
93 score

Mark Merchant

CRD Number: 5905583
Current Firm: First Allied Advisory Services, Inc.

Mark Merchant (CRD# 5905583) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Indianapolis, IN and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Advisory Services, Inc. San Diego, CA Jan 2013 - Current 3
First Allied Securties, Inc. San Diego, CA Oct 2012 - Current 4
Mml Investor Services Indianapolis, IN Jun 2011 - Oct 2012 1
Massmutual Life Insurance Company Indianapolis, IN May 2011 - Sep 2012 1
Oneamerica Securities Indianapolis, IN Apr 2011 - May 2011 < 1
American United Life Indianapolis, IN Mar 2011 - May 2011 < 1
Arbormetrics Solutions, Inc. Willow Grove, PA Apr 2010 - Feb 2011 < 1
Mark M. Holeman, Inc. Indianapolis, IN Jun 2005 - Apr 2010 4
Seasonal Lay Off/ Unemployed Indianapolis, IN Dec 2009 - Mar 2010 < 1
Ball State University Muncie, IN Sep 2006 - Dec 2009 3
Seasonal Lay Off/ Unemployed Indianapolis, IN Dec 2008 - Mar 2009 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Mark R. Merchant
Phone Number: 866-378-1376
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    4,440
    MILLIONS
  • Total Number of Accounts
    26,339
    ACCOUNTS
  • Average Account Value
    $168,585
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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