Matthew Baltera (CRD# 6693191) is an Investment Advisor Representative working at Morgan Stanley in Indianapolis, IN and has over 7 years of experience in the finance industry.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Stanley Private Bank, N.a | New York, NY | May 2023 - Current | < 1 |
| Morgan Stanley Smith Barney LLC | Indianapolis, IN | Mar 2023 - Current | 1 |
| Raymond James & Associates | Carmel, IN | Jul 2020 - Mar 2023 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis, IN | Aug 2016 - Jul 2020 | 3 |
| Unemployed | Indianapolis, IN | Nov 2015 - Jul 2016 | < 1 |
| Pnc Financial Services | Philadelphia, PA | Aug 2015 - Nov 2015 | < 1 |
| Indiana Hand To Shoulder Center | Indianapolis, IN | May 2015 - Aug 2015 | < 1 |
| Indiana University | Bloomington, IN | Aug 2014 - May 2015 | < 1 |
| Pnc Financial Services | Philadelphia, PA | Jun 2014 - Aug 2014 | < 1 |
| Indiana University | Bloomington, IN | Aug 2013 - May 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2017 |
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Total Assets Under Management1,402,426MILLIONS
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Total Number of Accounts2,405,783ACCOUNTS
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Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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