Maxwell Moritz, financial advisor Indianapolis IN

Maxwell Moritz

CRD Number: 6440839
Current Firm: Wellington Wealth Strategies, LLC

Maxwell Moritz (CRD# 6440839) is an Investment Advisor Representative working at Wellington Wealth Strategies, LLC in Indianapolis, IN and has over 8 years of experience in the finance industry. Maxwell Moritz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wellington Wealth Strategies, LLC Indianapolis, IN Sep 2023 - Current < 1
Park Avenue Securities LLC Indianapolis, IN Jun 2015 - Aug 2023 8
Guardian Life Insurance Co Indianapolis, IN Jan 2015 - Aug 2023 8
Harry's Chocolate Shop West Lafayette, IN Mar 2014 - Dec 2014 < 1
Mcalister's Deli Noblesville/indianapolis, IN Aug 2009 - Dec 2014 5
High School/college N/a, IN Jun 2005 - Dec 2014 9
The Wellington Group Indianapolis, IN Jun 2014 - Aug 2014 < 1
Purdue Federal Credit Union West Lafayette, IN Jan 2014 - Mar 2014 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2015
Contact Info for Maxwell T. Moritz
Phone Number: 317-789-8800
Firm Website:
Registered State(s):
  • IN
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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