Maxwell Moritz (CRD# 6440839) is an Investment Advisor Representative working at Wellington Wealth Strategies, LLC in Indianapolis, IN and has over 8 years of experience in the finance industry. Maxwell Moritz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 838414
Canterbury Investment Management, LLC
CRD# 5915026
Edward Jones
CRD# 5202152
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wellington Wealth Strategies, LLC | Indianapolis, IN | Sep 2023 - Current | < 1 |
| Park Avenue Securities LLC | Indianapolis, IN | Jun 2015 - Aug 2023 | 8 |
| Guardian Life Insurance Co | Indianapolis, IN | Jan 2015 - Aug 2023 | 8 |
| Harry's Chocolate Shop | West Lafayette, IN | Mar 2014 - Dec 2014 | < 1 |
| Mcalister's Deli | Noblesville/indianapolis, IN | Aug 2009 - Dec 2014 | 5 |
| High School/college | N/a, IN | Jun 2005 - Dec 2014 | 9 |
| The Wellington Group | Indianapolis, IN | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2015 |
- IN
- TX
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Total Assets Under Management280MILLIONS
-
Total Number of Accounts1,198ACCOUNTS
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Average Account Value$233,388
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CA, IL, IN, LA, MI, TX
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