Susan Jann, financial advisor Indianapolis IN
86 score

Susan Jann

CRD Number: 4470838
Current Firm: Goelzer Investment Management

Susan Jann (CRD# 4470838) is an Investment Advisor Representative working at Goelzer Investment Management in Indianapolis, IN and has over 15 years of experience in the finance industry. Susan Jann has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Goelzer Investment Management, Inc. Indianapolis, IN May 2016 - Current < 1
Bmoharris Financial Advisors Indianapolis, IN Jul 2012 - May 2016 3
Fifth Third Securities Indianapolis, IN Oct 2001 - Jul 2012 10
Fifth Third Bank Indianapolis, IN Nov 2000 - Jul 2012 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2001
S66 NASAA Uniform Combined State Law Examination Apr 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Susan M. Jann
Phone Number: 317-264-2600
Registered State(s):
  • CA
  • TX
  • CO
  • IN
  • OH
By the Numbers
  • Total Assets Under Management
    1,272
    MILLIONS
  • Total Number of Accounts
    1,048
    ACCOUNTS
  • Average Account Value
    $1,213,961
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AZ, CA, CO, DE, FL, GA, IN, MD, MI, NE, NJ, NY, OH, SC, TN, TX, WI

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