Thomas MincyCRD Number: 5339845
Current Firm: Ausdal Financial Partners, Inc.
Thomas Mincy (CRD# 5339845) is an Investment Advisor Representative working at Ausdal Financial Partners, Inc. in Indianapolis, IN and has over 10 years of experience in the finance industry.
Halter Ferguson Financial Inc.
I4 Advisors LLC
Halter Ferguson Financial Inc.
|Ausdal Financial Partners||Davenport, IA||Aug 2013 - Current||4|
|Imbb Investment Advisors||Indianapolis, IN||Aug 2011 - Sep 2013||2|
|Indiana Merchant Banking & Brokerage Company, Inc.||Indianapolis, IN||Aug 2011 - Sep 2013||2|
|Ameriprise Financial Services Inc.||Indianapolis, IN||Feb 2011 - Aug 2011||< 1|
|Morgan Stanley Smith Barney||Indianapolis, IN||Jun 2009 - Feb 2011||1|
|Morgan Stanley & Company, Incorporated||Indianapolis, IN||May 2007 - Feb 2011||3|
|Unemployed||Indianapolis, IN||Apr 2007 - May 2007||< 1|
|Niles Audio||Miami, FL||Jan 2006 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2007|
Total Assets Under Management656MILLIONS
Total Number of Accounts3,655ACCOUNTS
Average Account Value$179,394
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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