Joel Staples (CRD# 6620626) is an Investment Advisor Representative working at Cooper Mcmanus in Irvine, CA and has over 7 years of experience in the finance industry. Joel Staples has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Reserach, Inc. | Fairfield, IA | Jun 2022 - Current | 1 |
| Cooper Mcmanus | Irvine, CA | Jun 2022 - Current | 1 |
| Kevin Du Pree | Irvine, CA | Mar 2018 - Current | 6 |
| Michael Jacob | Irvine, CA | Mar 2018 - Current | 6 |
| Matthew Farrell | Irvine, CA | Mar 2018 - Current | 6 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2019 - Jun 2022 | 3 |
| Northwestern Mutual Investment Services LLC | Irvine, CA | Mar 2018 - Jun 2022 | 4 |
| Northwestern Mutual Investment Services LLC | Los Angeles, CA | Aug 2016 - Jun 2022 | 5 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2016 - Jun 2022 | 6 |
| Unemployed | Los Angeles, CA | Jan 2018 - Mar 2018 | < 1 |
| Northwestern Mutual Investment Services LLC | Los Angeles, CA | Aug 2016 - Dec 2017 | 1 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Mar 2016 - Dec 2017 | 1 |
| Self | Anaheim, CA | May 2015 - Feb 2016 | < 1 |
| Craig Staples Attorney At Law | Ridgefield, WA | May 2015 - Feb 2016 | < 1 |
| Clifford And Brown | Bakersfield, CA | May 2012 - Aug 2015 | 3 |
| Sequoia Commercial Real Estate | Beverly Hills, CA | Jan 2015 - Apr 2015 | < 1 |
| Sequoia Commercial Lending | Beverly Hills, CA | Dec 2014 - Apr 2015 | < 1 |
| Craig Staples Attorney At Law | Ridgefield, WA | Jun 2014 - Dec 2014 | < 1 |
| Student | Fullerton, CA | Sep 2011 - May 2014 | 2 |
| Student | Fullerton, CA | Aug 2011 - May 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2016 |
- CA
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Total Assets Under Management1,575MILLIONS
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Total Number of Accounts4,577ACCOUNTS
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Average Account Value$344,125
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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