John Guilds (CRD# 2453002) is an Investment Advisor Representative working at Emerson Equity LLC in Park City, UT and has over 9 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 3037835
Rock House Financial
Company Name | Location | Dates | Years |
---|---|---|---|
Emerson Equity LLC | San Mateo, CA | Nov 2023 - Current | < 1 |
Law Office Of J Caldwell Guilds, Iii Pllc | Park City, UT | Sep 2021 - Current | 2 |
Guild Real Estate Group | Park City, UT | Mar 2020 - Current | 4 |
Finalis Securities LLC | Corte Madera, CA | Oct 2021 - Nov 2023 | 2 |
Full Time Student (for Utah And California Bar Exams) | Park City, UT | Jan 2020 - Oct 2021 | 1 |
Mufg Securities Americas Inc. | New York, NY | Apr 2017 - Jan 2020 | 2 |
Mufg Union Bank, N.a. | Los Angeles, CA | Dec 2006 - Jan 2020 | 13 |
Btmu Securities, Inc. | New York, NY | Jul 2014 - Mar 2017 | 2 |
Mitsubishi Ufj Securities (usa) Inc. | New York, NY | Jun 2013 - Jul 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 2014 |
S65 | NASAA Investment Advisors Law Examination | Jun 2022 |
- UT
-
Total Assets Under Management176MILLIONS
-
Total Number of Accounts1,037ACCOUNTS
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Average Account Value$169,886
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
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