Syed Farooq (CRD# 4815808) is an Investment Advisor Representative working at Forefront in Austin, TX and has over 16 years of experience in the finance industry.
CRD# 4431657
Pbl Wealth Management
CRD# 5872877
Orchard Financial
CRD# 2827672
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Calton & Associates | Tampa, FL | Oct 2023 - Current | < 1 |
| Forefront Wealth Partners Dba Nama Private Wealth | Austin, TX | Oct 2023 - Current | < 1 |
| Westpark Capital Inc. | Irvine, CA | Jul 2016 - Oct 2023 | 7 |
| Protected Investors Of America | San Francisco, CA | Mar 2016 - May 2016 | < 1 |
| Unemployed | Hoffman Estates, IL | Jan 2013 - Mar 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2007 |
- CA
- OH
- TX
-
Total Assets Under Management63MILLIONS
-
Total Number of Accounts482ACCOUNTS
-
Average Account Value$129,697
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, CA, FL, MI, NH, OH, PA, TX, VA, WA, WI
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