Traci Kaas (CRD# 5640507) is an Investment Advisor Representative working at Cooper Mcmanus in Newport Beach, CA and has over 15 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 6384003
Dorman Skorheim Wealth Management LLC
CRD# 2361078
Baker Jensen Investment Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealthtech Partners LLC | Newport Beach, CA | Jan 2024 - Current | < 1 |
| Cambridge Investment Research | Fairfield, IA | Mar 2020 - Current | 4 |
| Cooper Mcmanus | Irvine, CA | Feb 2017 - Current | 7 |
| Greystone Advisory Group LLC | Houston, TX | Nov 2015 - Current | 8 |
| Probitas Financial | Newport Beach, CA | Jan 2014 - Current | 10 |
| Kaas Consulting, Inc. | Mission Viejo, CA | Jan 2011 - Current | 13 |
| Securitites America, Inc. | Irvine, CA | Nov 2017 - Mar 2020 | 2 |
| Tcfg Wealth Management | Laguna Nigel, CA | Jan 2014 - Dec 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2009 |
| S65 | NASAA Investment Advisors Law Examination | May 2011 |
- CA
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Total Assets Under Management1,575MILLIONS
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Total Number of Accounts4,577ACCOUNTS
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Average Account Value$344,125
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AL, AR, AZ, CA, CO, FL, GA, HI, ID, IL, KY, LA, MA, MD, NC, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WA, WI
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