Edwin JaffeCRD Number: 1382154
Current Firm: Silver Oak Securities, Inc.
Edwin Jaffe (CRD# 1382154) is an Investment Advisor Representative working at Silver Oak Securities, Inc. in Jackson, TN and has over 21 years of experience in the finance industry. Edwin Jaffe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Silver Oak Securities, Inc.
Silver Oak Securities, Inc.
Ftb Advisors, Inc.
|Jaffe Financial Services Inc.||Memphis, TN||Mar 2016 - Current||< 1|
|Silver Oak Securities, Inc.||Jackson, TN||Oct 2012 - Current||4|
|Jaffe Wealth Management & Consulting, Inc.||Memphis, TN||May 2008 - Current||8|
|Jaffe Financial Services||Memphis, TN||Nov 1989 - Current||26|
|Jaffe & Associates Advisory Group, Inc.||Memphis, TN||Jun 2001 - May 2008||6|
|Silver Oak Securities||Jackson, TN||May 2007 - Nov 2007||< 1|
|Jaffe Financial Services, Inc.||Memphis, TN||Jan 2003 - Nov 2007||4|
|William E. Hopkins & Associates, Inc.||Jackson, TN||Apr 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 1994|
|S63||Uniform Securities State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management215MILLIONS
Total Number of Accounts1,901ACCOUNTS
Average Account Value$112,986
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, LA, MA, MI, MO, NC, NH, NM, OH, PA, SC, TN, TX, VA, WI
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