Edwin JaffeCRD Number: 1382154
Current Firm: Silver Oak Securities, Inc.
Edwin Jaffe (CRD# 1382154) is an Investment Advisor Representative working at Silver Oak Securities, Inc. in Jackson, TN and has over 23 years of experience in the finance industry. Edwin Jaffe has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Silver Oak Securities, Inc.
Silver Oak Securities, Inc.
Ftb Advisors, Inc.
|Jaffe Financial Services Inc.||Memphis, TN||Mar 2016 - Current||1|
|Silver Oak Securities, Inc.||Jackson, TN||Oct 2012 - Current||5|
|Jaffe Wealth Management & Consulting, Inc.||Memphis, TN||May 2008 - Current||9|
|Jaffe Financial Services||Memphis, TN||Nov 1989 - Current||28|
|Jaffe & Associates Advisory Group, Inc.||Memphis, TN||Jun 2001 - May 2008||6|
|Silver Oak Securities||Jackson, TN||May 2007 - Nov 2007||< 1|
|Jaffe Financial Services, Inc.||Memphis, TN||Jan 2003 - Nov 2007||4|
|William E. Hopkins & Associates, Inc.||Jackson, TN||Apr 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Dec 1994|
|S63||Uniform Securities State Law Examination||Nov 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
- Customer Dispute
- Regulatory Event
Total Assets Under Management215MILLIONS
Total Number of Accounts1,901ACCOUNTS
Average Account Value$112,986
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KY, LA, MA, MI, MO, NC, NH, NM, OH, PA, SC, TN, TX, VA, WI
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.