Tammi Dauby, financial advisor Jeffersonville IN

Tammi Dauby

CRD Number: 4632144
Current Firm: Brookstone Financial

Tammi Dauby (CRD# 4632144) is an Investment Advisor Representative working at Brookstone Financial in Jeffersonville, IN and has over 20 years of experience in the finance industry.

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Brookstone Financial
Company Name Location Dates Years
Pmb Capital Management Llc Dba Brookstone Financial Jeffersonville, IN Aug 2021 - Current 2
Brookstone Financial, LLC Jeffersonville, IN Jul 2021 - Current 2
Lasalle St Securities LLC Louisville, KY Dec 2017 - Jun 2021 3
Lasalle St Investment Advisors Elmhurst, IL Dec 2017 - Jun 2021 3
L&n Federal Credit Union Louisville, KY Jan 2016 - May 2021 5
Invest Financial Corp. Tampa, FL Feb 2016 - Dec 2017 1
None Jeffersonville, IN Sep 2015 - Dec 2015 < 1
U.s. Bancorp Investments, Inc. Louisville, KY Jun 2011 - Aug 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2003
S66 NASAA Uniform Combined State Law Examination Apr 2010
Contact Info for Tammi A. Dauby
Phone Number: 812-288-9000
Registered State(s):
  • IN
  • KY
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States


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