Andrew FrankCRD Number: 2199115
Current Firm: Shelter Rock Management, LLC
Compensation Model: Fee Only
Andrew Frank (CRD# 2199115) is an Investment Advisor Representative working at Shelter Rock Management, LLC in Jericho, NY and has over 25 years of experience in the finance industry.
Shelter Rock Management is an independent registered investment advisory firm that manages discretionary accounts for high net worth individuals, trusts, estates and small business retirement plans. Strategies are customized to each client's specific risk tolerance and investment needs.
Park Avenue Securities LLC
Hightower Advisors, LLC
Spirit Of America Management Corp
|Shelter Rock Management, LLC||Jericho, NY||Sep 2012 - Current||8|
|Penserra Securities LLC||New York, NY||Jun 2011 - Sep 2012||1|
|Hsbc Securities (usa) Inc.||New York, NY||Aug 2010 - Apr 2011||< 1|
|Nyse Euronext||New York, NY||Apr 2007 - Jul 2010||3|
|Jefferies & Company, Inc.||New York, NY||Dec 2002 - Mar 2007||4|
|Sanford C. Bernstein & Co., Inc.||New York, NY||May 1992 - Jul 1996||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2010|
|S66||NASAA Uniform Combined State Law Examination||Dec 2012|
Total Assets Under Management105MILLIONS
Total Number of Accounts236ACCOUNTS
Average Account Value$446,460
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
CA, MO, NJ, NY
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