Andrew Frank, financial advisor Jericho NY

Andrew Frank

CRD Number: 2199115
Current Firm: Shelter Rock Management, LLC
Compensation Model: Fee Only

Andrew Frank (CRD# 2199115) is an Investment Advisor Representative working at Shelter Rock Management, LLC in Jericho, NY and has over 25 years of experience in the finance industry.

 

Shelter Rock Management is an independent registered investment advisory firm that manages discretionary accounts for high net worth individuals, trusts, estates and small business retirement plans. Strategies are customized to each client's specific risk tolerance and investment needs.

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Company Name Location Dates Years
Shelter Rock Management, LLC Jericho, NY Sep 2012 - Current 8
Penserra Securities LLC New York, NY Jun 2011 - Sep 2012 1
Hsbc Securities (usa) Inc. New York, NY Aug 2010 - Apr 2011 < 1
Nyse Euronext New York, NY Apr 2007 - Jul 2010 3
Jefferies & Company, Inc. New York, NY Dec 2002 - Mar 2007 4
Sanford C. Bernstein & Co., Inc. New York, NY May 1992 - Jul 1996 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2010
S66 NASAA Uniform Combined State Law Examination Dec 2012
Contact Info for Andrew K. Frank
Phone Number: 516-605-2215
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    105
    MILLIONS
  • Total Number of Accounts
    236
    ACCOUNTS
  • Average Account Value
    $446,460
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, MO, NJ, NY

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