Stephen Gregg (CRD# 4478016) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Cedar Rapids, IA and has over 4 years of experience in the finance industry. Stephen Gregg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5362122
Cedar Point Capital Partners, LLC
CRD# 4525922
Lpl Financial LLC
CRD# 4187389
Ameriprise Financial Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Cedar Rapids, IA | Nov 2021 - Current | 2 |
| Wfgia | Cedar Rapids, IA | Sep 2021 - Current | 2 |
| Prudential Annuities Distributors, Inc. | Fair Oaks, CA | Mar 2020 - Sep 2021 | 1 |
| Pruco Securities, LLC | Fair Oaks, CA | Dec 2019 - Sep 2021 | 1 |
| The Prudential Insurance Company Of America | Fair Oaks, CA | Dec 2019 - Sep 2021 | 1 |
| Prudential | Newark, NJ | Dec 2019 - Sep 2021 | 1 |
| Aig Retirement Services | Roseville, CA | Jul 2019 - Nov 2019 | < 1 |
| Valic Financial Adivsors, Inc. | Roseville, CA | Jun 2019 - Nov 2019 | < 1 |
| Unemployed | Fair Oaks, CA | Oct 2018 - Jun 2019 | < 1 |
| Unemployed | Fair Oaks, CA | Mar 2017 - May 2019 | 2 |
| Ehealth | Gold River, CA | Aug 2018 - Oct 2018 | < 1 |
| Unemployed | Fair Oaks, CA | Mar 2017 - Aug 2018 | 1 |
| Pacific Select Distributors Inc. | Newport Beach, CA | Oct 2013 - Mar 2017 | 3 |
| Pacific Life Insurance Company | Aliso Viejo, CA | Sep 2013 - Mar 2017 | 3 |
| Pacific Life | Newport Beach, CA | Sep 2013 - Mar 2017 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2019 |
- IL
- IA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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