Stephen Gregg (CRD# 4478016) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Johns Creek, GA and has over 3 years of experience in the finance industry. Stephen Gregg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5338514
Rollins Financial Advisors, LLC
CRD# 6506817
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6127350
Merit Financial Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Transamerica Financial Advisors, Inc. | Johns Creek, GA | Nov 2021 - Current | 1 |
| World Financial Group, Inc. | Johns Creek, GA | Sep 2021 - Current | 1 |
| Prudential Annuities Distributors, Inc. | Fair Oaks, CA | Mar 2020 - Sep 2021 | 1 |
| Pruco Securities, LLC | Fair Oaks, CA | Dec 2019 - Sep 2021 | 1 |
| The Prudential Insurance Company Of America | Fair Oaks, CA | Dec 2019 - Sep 2021 | 1 |
| Prudential | Newark, NJ | Dec 2019 - Sep 2021 | 1 |
| Aig Retirement Services | Roseville, CA | Jul 2019 - Nov 2019 | < 1 |
| Valic Financial Adivsors, Inc. | Roseville, CA | Jun 2019 - Nov 2019 | < 1 |
| Unemployed | Fair Oaks, CA | Oct 2018 - Jun 2019 | < 1 |
| Unemployed | Fair Oaks, CA | Mar 2017 - May 2019 | 2 |
| Ehealth | Gold River, CA | Aug 2018 - Oct 2018 | < 1 |
| Unemployed | Fair Oaks, CA | Mar 2017 - Aug 2018 | 1 |
| Pacific Select Distributors Inc. | Newport Beach, CA | Oct 2013 - Mar 2017 | 3 |
| Pacific Life Insurance Company | Aliso Viejo, CA | Sep 2013 - Mar 2017 | 3 |
| Pacific Life | Newport Beach, CA | Sep 2013 - Mar 2017 | 3 |
| First Heartland Capital Inc. | Lake St Louis, MO | Jun 2013 - Sep 2013 | < 1 |
| Self-employed | Fair Oaks, CA | May 2013 - Sep 2013 | < 1 |
| First Heartland Capital Inc. | Lake St Louis, MO | Jan 2013 - May 2013 | < 1 |
| First Heartland Corp | Lake Saint Louis, MO | Jan 2013 - May 2013 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2019 |
- CA
- GA
-
Total Assets Under Management1,759MILLIONS
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Total Number of Accounts50,030ACCOUNTS
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Average Account Value$35,152
- A percentage of assets under your management
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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