James Weiss (CRD# 4505490) is an Investment Advisor Representative working at Weiss Financial Group, LLC in Johnston, IA and has over 21 years of experience in the finance industry.
CRD# 6104973
Black Mammoth LLC
CRD# 6935071
Thrivent Investment Management Inc.
CRD# 4343046
Osaic Wealth, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jw Elite Insurance, LLC | Johnston, IA | Apr 2019 - Current | 5 |
| Weiss Financial Group, LLC | Johnston, IA | Apr 2019 - Current | 5 |
| Weiss Financial Group, LLC | Johnston, IA | Apr 2019 - Current | 5 |
| Elite Retirement Planning, LLC | Johnston, IA | Aug 2018 - Apr 2019 | < 1 |
| Elite Retirement Planning, LLC | Johnston, IA | Jun 2018 - Apr 2019 | < 1 |
| Wmf Insurance, LLC | Johnston, IA | Jun 2018 - Apr 2019 | < 1 |
| Weiss-merkle Financial, LLC | Johnston, IA | Jul 2009 - Apr 2019 | 9 |
| Global Financial Private Capital | Sarasota, FL | Dec 2011 - Jul 2018 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2003 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
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Total Assets Under Management3MILLIONS
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Total Number of Accounts40ACCOUNTS
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Average Account Value$81,704
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
IA
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