Loren Merkle, financial advisor Johnston IA
71 score

Loren Merkle

CRD Number: 3144188
Current Firm: Global Financial Private Capital, LLC

Loren Merkle (CRD# 3144188) is an Investment Advisor Representative working at Global Financial Private Capital, LLC in Johnston, IA and has over 18 years of experience in the finance industry. Loren Merkle has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Global Financial Private Capital Sarasota, FL Dec 2011 - Current 5
Wm Wealth Management Johnston, IA Dec 2011 - Current 5
Broker Dealer Financial Services Corp. Johnston, IA Mar 2011 - Dec 2011 < 1
Unemployed Johnston, IA Jun 2010 - Mar 2011 < 1
Russell Investment Group Tacoma, WA Sep 2006 - Jun 2010 3
Princor Financial Services Des Moines, IA Aug 2000 - Sep 2006 6
Principal Financial Group Des Moines, IA Aug 2000 - Sep 2006 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Loren J. Merkle
Phone Number: 866-641-2186
Firm Website: http://www.gf-pc.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    5,864
    MILLIONS
  • Total Number of Accounts
    66,671
    ACCOUNTS
  • Average Account Value
    $87,959
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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