Richard PruntyCRD Number: 1035860
Current Firm: Ausdal Financial Partners, Inc.
Richard Prunty (CRD# 1035860) is an Investment Advisor Representative working at Ausdal Financial Partners, Inc. in Joliet, IL and has over 35 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
Lcm Capital Management Inc.
|Ausdal Financial Partners, Inc.||Wheaton, IL||May 2009 - Current||8|
|Waterstone Financial Group||Itasca, IL||Oct 2002 - May 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1982|
|S65||NASAA Investment Advisors Law Examination||Jul 1995|
Total Assets Under Management656MILLIONS
Total Number of Accounts3,655ACCOUNTS
Average Account Value$179,394
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services