Richard PruntyCRD Number: 1035860
Current Firm: Ausdal Financial Partners, Inc.
Richard Prunty (CRD# 1035860) is an Investment Advisor Representative working at Ausdal Financial Partners, Inc. in Joliet, IL and has over 35 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
Lcm Capital Management Inc.
|Ausdal Financial Partners, Inc.||Wheaton, IL||May 2009 - Current||8|
|Waterstone Financial Group||Itasca, IL||Oct 2002 - May 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1982|
|S65||NASAA Investment Advisors Law Examination||Jul 1995|
Total Assets Under Management656MILLIONS
Total Number of Accounts3,655ACCOUNTS
Average Account Value$179,394
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV