Vicki Alva (CRD# 4637241) is an Investment Advisor Representative working at Empower Advisory Group, LLC in Juneau, AK and has over 6 years of experience in the finance industry.
CRD# 6657896
Equitable Advisors, LLC
CRD# 5992702
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5110589
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gwfs Equities, Inc. | Greenwood Village, CO | Jul 2022 - Current | 1 |
| J.p. Morgan Securities LLC | Castro Valley, CA | Dec 2018 - Jun 2022 | 3 |
| Jpmorgan Chase Bank, N.a. | Castro Valley, CA | Dec 2018 - Jun 2022 | 3 |
| Mass Mutual Life Insurance Co | San Ramon, CA | Aug 2018 - Dec 2018 | < 1 |
| Mml Investors Services, LLC | San Ramon, CA | Aug 2018 - Dec 2018 | < 1 |
| The Prudential Insurance Company Of America | San Francisco, CA | Aug 2017 - Aug 2018 | 1 |
| Pruco Securities, LLC | San Francisco, CA | Jan 2017 - Aug 2018 | 1 |
| Unemployed | Hayward, CA | Feb 2016 - Jan 2017 | < 1 |
| Essex National Securities LLC | Napa, CA | Sep 2002 - Feb 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2017 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2022 |
- AK
-
Total Assets Under Management134,279MILLIONS
-
Total Number of Accounts188,739ACCOUNTS
-
Average Account Value$711,454
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.