Regina Spence (CRD# 6924568) is an Investment Advisor Representative working at Cws Financial Advisors LLC in Kalamazoo, MI and has over 5 years of experience in the finance industry.
CRD# 5287793
Huntington Financial Advisors
CRD# 6573407
Lpl Financial LLC
CRD# 6332865
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cws Financial Advisors LLC | Kalamaxoo, MI | Sep 2021 - Current | 2 |
| Lpl Financial LLC | Kalamazoo, MI | Apr 2019 - Sep 2021 | 2 |
| Edward Jones | St Louis, MO | Apr 2018 - Mar 2019 | < 1 |
| Flagstar Bank | Troy, MI | Feb 2007 - Mar 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MI
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Total Assets Under Management1,055MILLIONS
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Total Number of Accounts2,094ACCOUNTS
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Average Account Value$503,601
- A percentage of assets under your management
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