Maximo LopezCRD Number: 1519497
Current Firm: Allstate Financial Advisors, LLC
Maximo Lopez (CRD# 1519497) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Katy, TX and has over 15 years of experience in the finance industry.
The Goff Financial Group
Avidian Wealth Solutions, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Renewal Commissions||Houston, TX||Jun 2020 - Current||1|
|Allstate Life And Financial Services LLC||Houston, TX||May 2020 - Current||1|
|Mutual Of Omaha Investor Services||Houston, TX||May 2019 - Apr 2020||< 1|
|Mutual Of Omaha Insurance Company||Houston, TX||May 2019 - Apr 2020||< 1|
|Colonial Life & Accident Insurance Company||Houston, TX||Aug 2017 - May 2019||1|
|Carmax Auto Superstores||Katy, TX||Jan 2017 - Aug 2017||< 1|
|Bankers Life And Casualty Company||Houston, TX||Feb 2017 - Apr 2017||< 1|
|Unemployed||Houston, TX||Sep 2016 - Dec 2016||< 1|
|Itt Technical Institute||Houston, TX||Jun 2016 - Sep 2016||< 1|
|The College Of Healthcare Professions||Houston, TX||Jun 2015 - Jun 2016||1|
|Devry University||Houston, TX||Oct 2013 - Jun 2015||1|
|Itt Technical Institute||Portland, OR||Dec 2011 - Oct 2013||1|
|Everest College/corinthian Colleges Inc.||Portland, OR||Aug 2010 - Dec 2011||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2006|
|S65||NASAA Investment Advisors Law Examination||Jun 2019|
|S63||Uniform Securities State Law Examination||May 2020|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management36MILLIONS
Total Number of Accounts183ACCOUNTS
Average Account Value$199,194
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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