Maximo Lopez (CRD# 1519497) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Houston, TX and has over 17 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Agia | Houston, TX | Dec 2022 - Current | 1 |
| Valic Financial Advisors, Inc. | Houston, TX | Sep 2022 - Current | 1 |
| Renewal Commissions | Houston, TX | Jun 2020 - Current | 3 |
| Lopez Financial Resources LLC | Houston, TX | Dec 2021 - Nov 2023 | 1 |
| Allstate Life And Financial Services LLC | Houston, TX | May 2020 - Sep 2022 | 2 |
| Mutual Of Omaha Investor Services | Houston, TX | May 2019 - Apr 2020 | < 1 |
| Mutual Of Omaha Insurance Company | Houston, TX | May 2019 - Apr 2020 | < 1 |
| Colonial Life & Accident Insurance Company | Houston, TX | Aug 2017 - May 2019 | 1 |
| Carmax Auto Superstores | Katy, TX | Jan 2017 - Aug 2017 | < 1 |
| Bankers Life And Casualty Company | Houston, TX | Feb 2017 - Apr 2017 | < 1 |
| Unemployed | Houston, TX | Sep 2016 - Dec 2016 | < 1 |
| Itt Technical Institute | Houston, TX | Jun 2016 - Sep 2016 | < 1 |
| The College Of Healthcare Professions | Houston, TX | Jun 2015 - Jun 2016 | 1 |
| Devry University | Houston, TX | Oct 2013 - Jun 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2006 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2019 |
| S63 | Uniform Securities State Law Examination | May 2020 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management25,247MILLIONS
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Total Number of Accounts302,501ACCOUNTS
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Average Account Value$83,463
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