Maximo Lopez, financial advisor Katy TX

Maximo Lopez

CRD Number: 1519497
Current Firm: Allstate Financial Advisors, LLC

Maximo Lopez (CRD# 1519497) is an Investment Advisor Representative working at Allstate Financial Advisors, LLC in Katy, TX and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Renewal Commissions Houston, TX Jun 2020 - Current 1
Allstate Life And Financial Services LLC Houston, TX May 2020 - Current 1
Mutual Of Omaha Investor Services Houston, TX May 2019 - Apr 2020 < 1
Mutual Of Omaha Insurance Company Houston, TX May 2019 - Apr 2020 < 1
Colonial Life & Accident Insurance Company Houston, TX Aug 2017 - May 2019 1
Carmax Auto Superstores Katy, TX Jan 2017 - Aug 2017 < 1
Bankers Life And Casualty Company Houston, TX Feb 2017 - Apr 2017 < 1
Unemployed Houston, TX Sep 2016 - Dec 2016 < 1
Itt Technical Institute Houston, TX Jun 2016 - Sep 2016 < 1
The College Of Healthcare Professions Houston, TX Jun 2015 - Jun 2016 1
Devry University Houston, TX Oct 2013 - Jun 2015 1
Itt Technical Institute Portland, OR Dec 2011 - Oct 2013 1
Everest College/corinthian Colleges Inc. Portland, OR Aug 2010 - Dec 2011 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2006
S65 NASAA Investment Advisors Law Examination Jun 2019
S63 Uniform Securities State Law Examination May 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Maximo N. Lopez
Phone Number: 877-232-2142
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    36
    MILLIONS
  • Total Number of Accounts
    183
    ACCOUNTS
  • Average Account Value
    $199,194
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY

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