Alicia Thomas (CRD# 6877308) is an Investment Advisor Representative working at Td Private Client Wealth LLC in Keene, NH and has over 2 years of experience in the finance industry.
CRD# 7047829
Edward Jones
CRD# 2285905
Archer Investment Corporation
CRD# 4309276
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Td Private Client Wealth LLC | Keene, NH | Dec 2021 - Current | 2 |
| Td Bank N.a. | Keene, NH | Dec 2021 - Current | 2 |
| Td Bank N.a. | Keene, NH | Aug 2021 - Nov 2021 | < 1 |
| Td Bank Na | Keene, NH | Oct 2020 - Aug 2021 | < 1 |
| The Jensen Group At Morgan Stanley | Colorado Springs, CO | Dec 2017 - Oct 2020 | 2 |
| Morgan Stanley | Colorado Springs, CO | Dec 2017 - Oct 2020 | 2 |
| East Coast Deli | Colorado Springs, CO | Aug 2017 - Dec 2017 | < 1 |
| Peoples United Bank, N.a. | Bellows Falls, VT | Jun 2014 - Jul 2017 | 3 |
| The Saxtons River Inn & Restaurant | Saxtons River, VT | Sep 2011 - Jun 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Dec 2021 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- NH
- VT
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Total Assets Under Management12,265MILLIONS
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Total Number of Accounts16,422ACCOUNTS
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Average Account Value$746,855
- A percentage of assets under your management
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