Mary Gies
CRD Number: 2865774Current Firm: United Planners' Financial Services Of America A Limited Partner
Mary Gies (CRD# 2865774) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Kennewick, WA and has over 27 years of experience in the finance industry.
CRD# 6113667
Lpl Financial LLC
CRD# 4524182
Cwm, LLC
CRD# 2908774
Commonwealth Financial Network
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Tri City Estate Planning Council | Kennewick, WA | Jan 2014 - Current | 10 |
| Richland Education Foundation | Richland, WA | Sep 2002 - Current | 21 |
| United Planners' Financial Services | Scottsdale, AZ | Mar 1997 - Current | 27 |
| Mary Gies | Kennewick, WA | Oct 2020 - Apr 2023 | 2 |
| Gies Associates LLC | Kennewick, WA | Jan 2001 - Jan 2021 | 20 |
| Gies Associates LLC | Kennewick, WA | Aug 1997 - Jan 2021 | 23 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1997 |
| S65 | NASAA Investment Advisors Law Examination | Feb 1999 |
- WA
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Total Assets Under Management9,326MILLIONS
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Total Number of Accounts43,221ACCOUNTS
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Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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