Richard Wilson, financial advisor Kennewick WA
93 score

Richard Wilson

CRD Number: 3056011
Current Firm: Umpqua Investments, Inc.

Richard Wilson (CRD# 3056011) is an Investment Advisor Representative working at Umpqua Investments, Inc. in Kennewick, WA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Umpqua Investments, Inc. Richland, OR Apr 2015 - Current 1
U.s. Bancorp Investments, Inc. Richland, WA Mar 2012 - Mar 2015 3
Gesa Credit Union Richland, WA Sep 2010 - Mar 2012 1
Lpl Financial Charlotte, NC Sep 2010 - Mar 2012 1
Cuso Financial Services, LP San Diego, CA Oct 2009 - Sep 2010 < 1
Linsco/private Ledger Corp. Missoula, MT Jul 2007 - Oct 2009 2
Wells Fargo Investments, LLC Missoula, MT Jun 2006 - Jul 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Jul 1998
Contact Info for Richard O. Wilson
Phone Number: 503-226-7000
Registered State(s):
  • AZ
  • CA
  • ID
  • MT
  • OR
  • WA
By the Numbers
  • Total Assets Under Management
    543
    MILLIONS
  • Total Number of Accounts
    2,318
    ACCOUNTS
  • Average Account Value
    $234,062
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SD, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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