Michael Klein (CRD# 5558592) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Keuka Park, NY and has over 15 years of experience in the finance industry.
CRD# 4263187
Edward Jones
CRD# 2759149
Securities America Advisors, Inc.
CRD# 2006578
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| State Farm Insurance | Keuka Park, NY | Feb 2024 - Current | < 1 |
| State Farm Vp Management Corp. | Keuka Park, NY | Feb 2021 - Current | 3 |
| State Farm Investment Management Corp. | Keuka Park, NY | Feb 2021 - Current | 3 |
| State Farm Insurance | Keuka Park, NY | Feb 2021 - Feb 2024 | 3 |
| State Farm Investment Management Corp. | Muncy, PA | Aug 2018 - Feb 2021 | 2 |
| State Farm Insurance | Muncy, PA | Jan 2016 - Feb 2021 | 5 |
| State Farm Vp Management Corp | Muncy, PA | Jan 2009 - Feb 2021 | 12 |
| Michael Klein Insurance Agency | Muncy, PA | Jan 2009 - Dec 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2008 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management10,165MILLIONS
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Total Number of Accounts4ACCOUNTS
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Average Account Value$2,541,134,043
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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