James CoxCRD Number: 3216175
Current Firm: Park Avenue Securities LLC
James Cox (CRD# 3216175) is an Investment Advisor Representative working at Park Avenue Securities LLC in King Of Prussia, PA and has over 18 years of experience in the finance industry.
Lpl Financial LLC
Raymond James Financial Services Advisors, Inc.
Oppenheimer & Company Inc.
|Park Avenue Securities||King Of Prussia, PA||Aug 2019 - Current||4|
|Guardian Life Insurance Company||King Of Prussia, PA||Aug 2019 - Current||4|
|Guardian Life Insurance Company||Wayne, PA||Jan 2012 - Aug 2019||7|
|Park Avenue Securities||Wayne, PA||Jan 2012 - Aug 2019||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2005|
|S66||NASAA Uniform Combined State Law Examination||Jun 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management9,913MILLIONS
Total Number of Accounts57,359ACCOUNTS
Average Account Value$172,819
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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