John Sullivan (CRD# 2877750) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in King Of Prussia, PA and has over 27 years of experience in the finance industry. John Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Brokerage Services LLC | King Of Prussia, PA | Jan 2019 - Current | 5 |
| Td Ameritrade | Phila., PA | Jul 2017 - Jan 2019 | 1 |
| Unemployed | N/a, PA | Jul 2016 - Jun 2017 | < 1 |
| Kestra Financial Services, Inc. (formerly: Nfp Securities, Inc.) | Austin, TX | Apr 2016 - Jun 2016 | < 1 |
| Gallagher Benefit Services, Inc. | Radnor, PA | Jun 2005 - Jun 2016 | 11 |
| Nfp Securities, Inc. | Radnor, PA | Jul 2007 - Apr 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1997 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1999 |
- PA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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