Romann Noelcin, financial advisor King Of Prussia PA
93 score

Romann Noelcin

CRD Number: 3100017
Current Firm: Lockwood Advisors Inc.

Romann Noelcin (CRD# 3100017) is an Investment Advisor Representative working at Lockwood Advisors Inc. in King Of Prussia, PA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Pershing LLC King Of Prussia, PA Jun 2012 - Current 4
Lockwood Advisors, Inc. King Of Prussia, PA Jun 2012 - Current 4
Pershing LLC Jersey City, NJ Feb 2005 - Jun 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination Sep 1998
Contact Info for Romann Noelcin
Phone Number: 484-801-8100
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    5,954
    MILLIONS
  • Total Number of Accounts
    37,342
    ACCOUNTS
  • Average Account Value
    $159,436
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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