Thomas Doherty (CRD# 4667117) is an Investment Advisor Representative working at Half Moon Financial Planning, LLC in Kingston, NH and has over 20 years of experience in the finance industry. Thomas Doherty has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4257163
Prosperity Wealth Management, Inc.
CRD# 2513892
Advanced Portfolio Design, LLC
CRD# 1350047
Legacy Financial Solutions, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Half Moon Financial Planning, LLC | Kingston, NH | Jul 2003 - Current | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | May 2003 |
- MA
- NH
-
Total Assets Under Management40MILLIONS
-
Total Number of Accounts111ACCOUNTS
-
Average Account Value$359,826
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
MA, NH
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