Sripat Pandey (CRD# 4250947) is an Investment Advisor Representative working at Global Wealth Management, LLC in Kingston, NJ and has over 11 years of experience in the finance industry.
CRD# 5343110
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1209183
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 5910056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Global Wealth Management, LLC | Kingston, NJ | Nov 2014 - Current | 9 |
| Fidelis Sports Investment Fund | Dubai, | Jan 2014 - Oct 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2012 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2018 |
- NJ
-
Total Assets Under Management235MILLIONS
-
Total Number of Accounts249ACCOUNTS
-
Average Account Value$942,958
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
GA, NJ, NY, PA, TX, VA
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