Seth PrescottCRD Number: 3014215
Current Firm: U.s. Bancorp Investments, Inc.
Seth Prescott (CRD# 3014215) is an Investment Advisor Representative working at U.s. Bancorp Investments, Inc. in Klamath Falls, OR and has over 20 years of experience in the finance industry.
D.a. Davidson & Company
Cuso Financial Services, LP
Cetera Advisors LLC
|U.s. Bancorp Investments, Inc.||Klamath Falls, OR||Dec 2012 - Current||5|
|Lpl Financial||Charlotte, NC||May 2011 - Dec 2012||1|
|Sterling Savings Bank||Kalmouth Falls, OR||May 2011 - Dec 2012||1|
|Klamath First Financial||Klamath Falls, OR||Apr 2002 - May 2011||9|
|Fintegra, LLC||Minneapolis, MN||Apr 2002 - May 2011||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 1998|
Total Assets Under Management6,171MILLIONS
Total Number of Accounts27,543ACCOUNTS
Average Account Value$224,036
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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