Christopher CatesCRD Number: 6011066
Current Firm: Northwestern Mutual Investment Services,llc
Christopher Cates (CRD# 6011066) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Knoxville, TN and has over 5 years of experience in the finance industry.
Retirement Planning Services, LLC
Ubs Financial Services Inc.
Cw Securities, LLC
|Kevin Proffitt||Knoxville, TN||May 2014 - Current||3|
|Chad Keaton||Knoxville, TN||May 2014 - Current||3|
|Jim Lapinska||Knoxville, TN||May 2014 - Current||3|
|Northwestern Mutual Investment Services, LLC||Knoxville, TN||Dec 2012 - Current||5|
|Northwestern Mutual Investment Services, LLC||Knoxville, TN||Feb 2014 - Mar 2016||2|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Jan 2012 - May 2014||2|
|Universtiy Of Tennessee - Knoxville||Knoxville, TN||Aug 2008 - May 2012||3|
|Gettysvue Country Club||Knoxville, TN||May 2010 - Aug 2010||< 1|
|Gettysvue Country Club||Knoxville, TN||May 2009 - Aug 2009||< 1|
|Christian Academy Of Knoxville||Knoxville, TN||Aug 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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