Douglas Yoakley (CRD# 5049810) is an Investment Advisor Representative working at Pya Waltman Capital, LLC in Knoxville, TN and has over 5 years of experience in the finance industry.
CRD# 5686846
Primerica Advisors
CRD# 4511877
Ubs Financial Services Inc.
CRD# 2790169
Silver Oak Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pya Waltman Capital, LLC | Knoxville, TN | Oct 2014 - Current | 9 |
| Oak Springs Wealth Management, LLC | Knoxville, TN | Oct 2014 - Feb 2022 | 7 |
| Pershing Yoakley & Assoc. | Knoxville, TN | Dec 1983 - Dec 2014 | 31 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Mar 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TN
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Total Assets Under Management1,031MILLIONS
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Total Number of Accounts1,222ACCOUNTS
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Average Account Value$843,357
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, GA, IN, LA, NC, NH, TN, TX, VA
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