Eric Theiss (CRD# 5614688) is an Investment Advisor Representative working at Apella Wealth in West Hartford, CT and has over 15 years of experience in the finance industry. Eric Theiss has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 4297910
Milestone Asset Management Group, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Apella Capital, LLC | Glastonbury, CT | Apr 2020 - Current | 4 |
| Hammer Window Washing | Knoxville, TN | Sep 2019 - Mar 2020 | < 1 |
| Axa Advisors, LLC | New York, NY | May 2018 - Aug 2019 | 1 |
| Axa Advisors, LLC | New York, NY | Sep 2017 - Apr 2018 | < 1 |
| Unemployed | Knoxville, TN | Mar 2017 - Sep 2017 | < 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Knoxville, TN | Jan 2016 - Mar 2017 | 1 |
| Tiaa | Knoxville, TN | Jan 2016 - Mar 2017 | 1 |
| Fidelity Brokerage Services LLC | Knoxville, TN | Jul 2012 - Dec 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jan 2009 |
- CT
- TN
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Total Assets Under Management3,349MILLIONS
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Total Number of Accounts8,605ACCOUNTS
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Average Account Value$389,195
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, LA, MA, MD, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI
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