Kevin Proffitt, financial advisor Knoxville TN
96 score

Kevin Proffitt

CRD Number: 2004688
Current Firm: Northwestern Mutual Investment Services,llc

Kevin Proffitt (CRD# 2004688) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Knoxville, TN and has over 19 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2011 - Current 5
Nmis Milwaukee, WI Feb 1990 - Current 26
Northwestern Mutual Investment Services, LLC Milwaukee, WI Oct 1989 - Current 27
Northwestern Mutual Life Ins Co Milwaukee, WI Jun 1988 - Current 28
Northwestern Mutual Life Ins. Company Milwaukee, WI Jun 1988 - Current 28
Northwestern Mutual Investment Services, LLC Maryville, TN Mar 2005 - Mar 2016 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1997
S66 NASAA Uniform Combined State Law Examination Apr 2006
Contact Info for Kevin S. Proffitt
Phone Number: 866-664-7737
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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