Gabriel Hicks (CRD# 4206923) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in La Crosse, WI and has over 23 years of experience in the finance industry. Gabriel Hicks has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5341508
Ameriprise Financial Services, LLC
CRD# 6378560
Robert W. Baird & Company Incorporated
CRD# 2922398
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Lutheran Church | Onalaska, WI | Feb 2018 - Current | 6 |
| First Lutheran Church | Onalaska, WI | Feb 2018 - Current | 6 |
| Raymond James Financial Services, Inc. | La Crosse, WI | Oct 2017 - Current | 6 |
| Raymond James Financial Services Advisors Inc. | La Crosse, WI | Oct 2017 - Current | 6 |
| State Bank Financial | La Crosse, WI | Oct 2017 - Current | 6 |
| First Lutheran Church | Onalaska, WI | Oct 2005 - Current | 18 |
| Wells Fargo Clearing Services, LLC | Rochester, MN | Nov 2016 - Oct 2017 | < 1 |
| Wells Fargo Advisors, LLC | Rochester, MN | Jul 2013 - Nov 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2000 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- WI
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
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