Thomas Luong, financial advisor La Jolla CA
90 score

Thomas Luong

CRD Number: 5999270
Current Firm: Lpl Financial LLC

Thomas Luong (CRD# 5999270) is an Investment Advisor Representative working at Lpl Financial LLC in La Jolla, CA and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Symbio Financial Partners La Jolla, CA May 2015 - Current 1
Lpl Financial, LLC La Jolla, CA Dec 2011 - Current 5
Rancho Valencia Resort San Diego, CA Dec 2011 - Dec 2012 1
Lpl Financial San Diego, CA Aug 2011 - Nov 2011 < 1
The Pollakov Financial Group San Diego, CA Dec 2010 - May 2011 < 1
A-plus Home And Loan, Inc. San Diego, CA Dec 2009 - Dec 2010 1
San Diego State University San Diego, CA Aug 2009 - Dec 2010 1
The Retirement Group San Diego, CA May 2009 - Aug 2009 < 1
The Grand Del Mar Resort San Diego, CA Oct 2007 - May 2009 1
San Diego Community College District San Diego, CA Aug 2007 - May 2009 1
Sammy's Woodfired Pizza San Diego, CA Jul 2007 - Oct 2007 < 1
Westview High School San Diego, CA Aug 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2012
Contact Info for Thomas Luong
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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