Brian Farris (CRD# 2946903) is an Investment Advisor Representative working at Financial Design Group, LLC in La Vista, NE and has over 26 years of experience in the finance industry.
CRD# 6243132
Edward Jones
CRD# 5297231
Charles Schwab & Company, Inc.
CRD# 6157826
Principal Advised Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Design Group, LLC | Lavista, NE | Apr 2022 - Current | 2 |
| Financial Design Group, LLC | Lavista, NE | Jun 2021 - Current | 2 |
| Cetera Advisors LLC | Omaha, NE | Feb 2011 - Jul 2022 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1997 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IA
- NE
- TX
-
Total Assets Under Management97MILLIONS
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Total Number of Accounts526ACCOUNTS
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Average Account Value$183,581
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
IA, NE, TX
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